CAPITAL MARKETS
Sales & Trading
Research Sales
Market Making
Clearing
RESEARCH
Energy
Internet, Media & Communications
Clayton Moran
Daniel Kurnos, CFA
James Dobson
Media
Enterprise Software
Semiconductors & Related Technology
Defense and Homeland Security
Healthcare Technology
Apparel and Retail
INVESTMENT BANKING
Deal Criteria
Recent Transactions
PRIVATE CLIENTS
Clearing
CAREERS
DISCLOSURES
Order Execution Information
Customer Identification Program
Research Disclosures
Margin Disclosures
Privacy Statement
Business Continuity Planning
MEDIA
Investment Banking
Deal Criteria
Recent
Transactions
recent transactions
Pipe
Common Stock
Placement Agent
$15,279,000
March 2011
Follow-on Offering
Common Stock
Co-Manager
$125,120,000
October 2010
Follow-on Offering
Common Stock
Co-Manager
$119,600,000
May 2010
Follow-on Offering
Common Stock
Co-Manager
$57,442,500
January 2010
Registered Direct
Common Stock & Warrants
Co-Placement Agent
$11,772,000
October 2009
Private Placement
Preferred Stock and Warrants
Placement Agent
$2,920,000
September 2009
Registered Direct
Common Stock and Warrants
Co-Placement Agent
$8,250,000
April 2009
Registered Direct
Common Stock
Placement Agent
$4,665,500
August 2008
This is not an offer or solicitation to purchase securities, which can only be done via prospectus.